Systemintegration for Financial Services


Regulatory compliance

Regulatory compliance

Rules and regulations issued by national and international supervisory authorities are rapidly growing in scope and complexity, confronting players in the financial sector with immense challenges they have to master.

The findic team combines regulatory knowledge with project management expertise and IT affinity. Based on this combination, we help you implement rules and requirements to ensure regulatory compliance in a viable and practical manner.

We assist you in handling the following regulatory issues:

  • Anti-money laundering laws (in Switzerland: VSB; GwG; GwV, etc.)
  • KYC
  • FATCA
  • Cross-border transactions
  • Suitability
  • Sanctions
  • MiFID I/ II

 

We provide end-to-end support in implementation projects, from analyzing your requirements to creating project plans and implementation concepts all the way to testing the solution and ensuring appropriate reporting.